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The Court of Appeal holds that a machine is not an inventor and, two to one, that naming one voids the application

2021-09-21UK

Thaler v Comptroller General of Patents Trade Marks and Designs [2021] EWCA Civ 1374 (21 September 2021) (Arnold LJ and Elisabeth Laing LJ; Birss LJ dissenting), Case No A3/2020/1851, dismissing the appeal from [2020] EWHC 2412 (Pat) on applications GB1816909.4 and GB1818161.0

Stephen Thaler filed two United Kingdom applications, for a food or beverage container and for a light beacon, and in the statements of inventorship required by section 13(2) of the Patents Act 1977 named DABUS, a machine he owns, as inventor and claimed the right to be granted the patents as the machine's owner. The Comptroller's hearing officer held that the statements did not satisfy section 13(2) and that the applications were taken to be withdrawn at the end of the sixteen-month period in rule 10(3), and Marcus Smith J dismissed the first appeal. The Court of Appeal dismissed the second appeal by a majority. Arnold LJ held that an inventor within section 7 must be a person, so DABUS is not an inventor, that there is no rule of law under which intangible property created by a machine belongs to the owner of the machine, so Thaler was not entitled to apply under section 7(2)(b), and that a statement naming a machine does not meet section 13(2), so the applications are taken to be withdrawn. Birss LJ dissented on the section 13(2) point, reasoning at paragraphs 79 and 80 that an applicant who in good faith cannot name a person as inventor can still satisfy the section by saying so on the form, and that the Comptroller is not required to examine whether the applicant's belief is correct.

What it changesThe United Kingdom now has an appellate holding that the statement of inventorship must name a person, with a statutory consequence: a statement that names no person and is not corrected within the sixteen-month period causes the application to be taken to be withdrawn. For a United Kingdom filing on an invention produced with a model, name the human who conceived it on the form, and put any description of the machine's role in the specification rather than in the inventorship statement. The dissent shows where the argument will go if the case proceeds further: Birss LJ would have let the application through on an honest statement that no person qualifies, which would make the Comptroller a registrar of the applicant's belief rather than a judge of it. An in-house program should not plan on that view prevailing. The safer course across every jurisdiction in a family is a single, consistent, human inventor designation supported by a conception record.

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Burbage Law is the practice of Jon Burbage, a registered patent attorney. 342 United States patents have issued from applications he wrote; the full list is on the Patents page. More about Jon Burbage.

This is general information about a published decision, agency guidance or piece of legislation. It is not legal advice and does not create an attorney-client relationship. Items concerning offices outside the United States are reported for information only and are not counsel on the law of those countries.